NISM Series 7 SORM Mock Test / Securities Operations and Risk Management Questions Bank
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NISM Series 7 SORM Mock Test/ NISM VII Securities Operations and Risk Management Practice Question Bank
The examination consists of 100 questions of 1 mark each and should be completed in 2 hours. The passing score on the examination is 50%. There shall be a negative marking of 25% of the marks assigned to a question. The examination is conducted at the NSE Exam center or Proctored mode as well.
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About NISM Securities Operations and Risk Management Exam/ NISM Series 7 SORM Mock Test Paper
Securities Operations and Risk Management exam covers knowledge competencies related to the basics of the securities market, the trade life cycle, and knowledge about the functioning of the front office, middle office and back office in a broking firm. The risk management practices and the clearing and settlement process for a trade executed in the secondary market.
Securities Operations and Risk Management (SORM) examination seeks to create a common minimum knowledge benchmark as the requisite standard for associated persons of a registered stock-broker / trading member/clearing member in recognized stock exchanges, involved in
(a) assets or funds of investor or clients
(b) redressal of investor grievances
(c) internal control or risk management
(d) activities having a bearing on operational risk
There are sample questions available at the end of each unit. Candidates must practice those questions.