NISM Series 7 SORM Mock Test/ Securities Operations and Risk Management Questions Bank

  • Get 600+ multiple-choice questions to pass for sure in NISM Series 7 SORM Certification Exam.
  • These question banks will help you to practice the mock exam.
  • Validity: No Expiry – 20 attempts for each mock test.
  • Instant access to the mock quiz after successfully making the online payment.
  • The cost of the test is 299 INR.

NISM Series 7 SORM Mock Test/ NISM VII Securities Operations and Risk Management Practice Question Bank

The examination consists of 100 questions of 1 mark each and should be completed in 2 hours. The passing score on the examination is 50%. There shall be a negative marking of 25% of the marks assigned to a question. The examination is conducted at the NSE Exam center or Proctored mode as well.

Cost of Mock Test

299 INR



Question Banks


About NISM Securities Operations and Risk Management Exam/ NISM Series 7 SORM Mock Test Paper

Securities Operations and Risk Management exam covers knowledge competencies related to the basics of the securities market, the trade life cycle, and knowledge about the functioning of the front office, middle office and back office in a broking firm. The risk management practices and the clearing and settlement process for a trade executed in the secondary market.

 Securities Operations and Risk Management (SORM) examination seeks to create a common minimum knowledge benchmark as the requisite standard for associated persons of a registered stock-broker / trading member/clearing member in recognized stock exchanges, involved in

(a) assets or funds of investor or clients
(b) redressal of investor grievances
(c) internal control or risk management 
(d) activities having a bearing on operational risk

 There are sample questions available at the end of each unit. Candidates must practice those questions.